Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Matthew Cane

    IRN PXC00407

    • (2433)SMF18 Other Overall Responsibility (5 Jun 2023 to 31 Dec 2023)
  • Paul McGreevy

    IRN PXM00107

    • (2494)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2496)CF21 Investment Adviser (19 Jan 2006 to 31 Oct 2007)
    • (2495)CF22 Investment Adviser (Trainee) (15 Mar 2005 to 19 Jan 2006)
  • Paul McMahon

    IRN PXM01312

    • (3548)CF1 Director (25 Aug 2004 to 8 Feb 2011)
  • Paul Michael John Passaway

    IRN PMP00010

    • (369)CF4 Partner (AR) (1 Dec 2001 to 20 Jun 2003)
    • (368)CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2003)
  • Paul Michael Sweeney

    IRN PXS00057

    • (1239)CF21 Investment Adviser (1 Dec 2001 to 31 May 2003)
  • Paul Montgomery

    IRN PXM00254

    • (2278)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • (2280)CF21 Investment Adviser (27 May 2004 to 30 Sep 2005)
    • (2279)CF22 Investment Adviser (Trainee) (15 May 2003 to 27 May 2004)
  • Paul Patrick Digney

    IRN PPD00004

    • (2476)CF21 Investment Adviser (8 Mar 2006 to 28 Apr 2006)
    • (2477)CF1 Director (AR) (1 Dec 2001 to 28 Aug 2007)
  • Paul Pisano

    IRN PRP01072

    • (1921)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Apr 2023)
    • (1922)CF11 Money Laundering Reporting (2 Jan 2019 to 8 Dec 2019)
  • Paul Preedy

    IRN PDP00009

    • (3252)CF30 Customer (14 May 2008 to 16 Sep 2010)
  • Paul Raymond Roberts

    IRN PRR00007

    • (2159)CF22 Investment Adviser (Trainee) (3 Feb 2004 to 23 Aug 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: AXA Winterthur Wealth Management

  2. trading name added: AXA Sun Life Direct

  3. trading name added: AXA Group

  4. trading name added: AXA Equity & Law

  5. trading name added: AXA Direct

  6. trading name added: AXA Assurance

  7. trading name added: Aviva Financial Advice

  8. trading name added: Friends Life Services Limited

  9. trading name added: AXA Sun Life Services Plc

  10. trading name added: Yorkshire Financial Advisory Service