Paul Preedy

• 2 Plan Wealth Management Limited

  FRN 461598

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 14 Dec 2022)
  • CF30 Customer (since 13 Dec 2022)
  • [FCA CF] Client dealing (6 Jun 2022 to 14 Dec 2022)
  • [FCA CF] Functions requiring qualifications (6 Jun 2022 to 14 Dec 2022)
• Octo Financial Planning Ltd

  FRN 972331

  • (24)Employed By (since 13 Dec 2022)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jun 2022)
  • CF30 Customer (15 Nov 2013 to 6 Jun 2022)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (539)Employed By (15 Nov 2013 to 6 Jun 2022)
• Beals Mortgage and Financial Services Limited (no longer approved here)

  FRN 471442

  • Employed By (21 Feb 2013 to 8 Nov 2013)
• Nationwide Building Society (no longer approved here)

  FRN 106078

  • CF30 Customer (17 Nov 2011 to 13 Feb 2013)
• Phoenix Wealth Services Limited (no longer approved here)

  FRN 465753

  • CF30 Customer (6 Sep 2010 to 7 Nov 2011)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF30 Customer (14 May 2008 to 16 Sep 2010)
• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
  • CF22 Investment Adviser (Trainee) (5 Jun 2007 to 31 Oct 2007)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF21 Investment Adviser (27 Jan 2004 to 20 May 2007)
  • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 27 Jan 2004)

No changes recorded yet.