Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anita Hennington

    IRN AXH00095

    • CF21 Investment Adviser (22 Jun 2005 to 8 Apr 2006)
    • CF22 Investment Adviser (Trainee) (8 Mar 2004 to 22 Jun 2005)
    • CF4 Partner (AR) (8 Mar 2004 to 8 Apr 2006)
  • Anix Pravin Kumar Shah

    IRN AXS02153

    • CF21 Investment Adviser (10 Feb 2006 to 14 Sep 2007)
    • CF22 Investment Adviser (Trainee) (18 Apr 2005 to 10 Feb 2006)
  • Ann Holden

    IRN AXH01569

    • CF4 Partner (AR) (28 Mar 2003 to 22 Aug 2006)
  • Anna Catherine Bartholomew

    IRN ACB01184

    • CF22 Investment Adviser (Trainee) (16 Sep 2005 to 8 Apr 2006)
  • Anne Esther Istead

    IRN AEI00001

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2007)
  • Anne Grey

    IRN AXG01744

    • CF1 Director (AR) (7 Jun 2007 to 15 Jul 2007)
  • Anne Hopkins

    IRN AXH01846

    • CF22 Investment Adviser (Trainee) (13 Dec 2006 to 8 Jun 2007)
  • Anthea Jane Kenyon

    IRN AJU01007

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 20 Jul 2005)
  • Anthony Buckle

    IRN AGB01109

    • CF21 Investment Adviser (26 Jan 2004 to 3 Jun 2006)
    • CF22 Investment Adviser (Trainee) (16 Apr 2003 to 26 Jan 2004)
  • Anthony David Barnsley

    IRN ADB00036

    • CF21 Investment Adviser (16 Jan 2003 to 31 Dec 2004)
    • CF22 Investment Adviser (Trainee) (25 Mar 2002 to 16 Jan 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.