Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Louise Emily Laura Pickford

  IRN LXP00056

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 8 Jun 2005)
• Louise Jowle

  IRN LXJ00017

  • CF30 Customer (24 Nov 2008 to 16 Sep 2010)
  • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 8 Dec 2005)
• Louise Michelle Phipps

  IRN LXP01184

  • CF30 Customer (1 Mar 2010 to 16 Sep 2010)
• Louise Sarah West

  IRN LSW00006

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Luiza Maria Anne Todd

  IRN LMT01025

  • CF30 Customer (1 Nov 2007 to 6 Feb 2008)
  • CF21 Investment Adviser (22 Mar 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 Aug 2004 to 22 Mar 2006)
• Lynda Jacqueline Blair

  IRN LJB00012

  • CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2004)
• Lynne Foster

  IRN LXF01086

  • CF21 Investment Adviser (25 May 2005 to 13 Aug 2007)
  • CF22 Investment Adviser (Trainee) (4 Aug 2004 to 25 May 2005)
• Lynne Ida Eagle

  IRN LIE00001

  • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
  • CF21 Investment Adviser (25 Jul 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Sep 2004 to 25 Jul 2005)
• Lynnette Mary Laramy

  IRN LML00006

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 30 Nov 2005)
• Madeleine Birtles

  IRN MXL01705

  • CF30 Customer (11 May 2010 to 16 Sep 2010)

• ADS Mortgage & Financial Planning Ltd (no longer appointed)

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• John S Pidgeon & Associates Ltd (no longer appointed)

  FRN 228563 · Appointed 18 Sep 2003 · Until 10 Apr 2006

• Bradley & Howe Financial Services Ltd (no longer appointed)

  FRN 228108 · Appointed 27 Aug 2003 · Until 17 May 2007

• Creative Wealth Limited (no longer appointed)

  FRN 227854 · Appointed 22 Aug 2003 · Until 1 Oct 2003

• Small Business Services (no longer appointed)

  FRN 200323 · Appointed 21 Aug 2003 · Until 6 Aug 2007

• Aspen Morton Wealth Management (no longer appointed)

  FRN 227605 · Appointed 12 Aug 2003 · Until 30 Sep 2003

• Complete Financial Solutions (UK) Ltd (no longer appointed)

  FRN 227514 · Appointed 8 Aug 2003 · Until 14 Jan 2006

• Moneywise Financial Management (no longer appointed)

  FRN 214492 · Appointed 23 Jul 2003 · Until 12 Aug 2007

• Northern Lights Financial Services (no longer appointed)

  FRN 226504 · Appointed 18 Jul 2003 · Until 23 Jul 2007

• Priorities Financial Planning (no longer appointed)

  FRN 226307 · Appointed 14 Jul 2003 · Until 24 Apr 2005

No changes recorded yet.