Louise Michelle Phipps

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Jul 2019)
    • CF1 Director (AR) (since 1 Jul 2019)
  • Proactive Wealth Planning Ltd

    FRN 844921

    • (1)Employed By (since 1 Jul 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (18 Jun 2019 to 18 Jun 2019)
  • HARVEST ASSOCIATES LIMITED (no longer approved here)

    FRN 629749

    • CF30 Customer (2 Jan 2015 to 29 Oct 2015)
  • Harvest Associates Ltd (no longer approved here)

    FRN 228757

    • (44)Employed By (23 May 2013 to 31 Dec 2014)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Mar 2010 to 16 Sep 2010)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jun 2005 to 24 Mar 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jun 2005 to 24 Mar 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (9 May 2005 to 7 Jun 2005)
    • CF22 Investment Adviser (Trainee) (14 May 2004 to 9 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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