Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RAYMOND JAMES INVESTMENT SERVICES LIMITED
FRN 194713
- [FCA CF] Manager of certification employee (since 17 Oct 2025)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jul 2025)
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- CF30 Customer (1 Dec 2012 to 15 Jun 2015)
- CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Oct 2007 to 30 Oct 2007)
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- CF21 Investment Adviser (25 May 2005 to 26 Sep 2005)
- CF22 Investment Adviser (Trainee) (4 Aug 2004 to 25 May 2005)
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- CF21 Investment Adviser (25 May 2005 to 13 Aug 2007)
- CF22 Investment Adviser (Trainee) (4 Aug 2004 to 25 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.