Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
    • [FCA CF] Client dealing (since 1 Feb 2021)
  • Brian Mellor Financial Services Limited (no longer approved here)

    FRN 540721

    • CF30 Customer (7 Jul 2015 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 5 Oct 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 8 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.