Brian Mellor Financial Services Limited

• Principal Place of Business

  Russell House

  20 Stockwell Street

  Leek

  Staffordshire

  ST13 6DS

  UNITED KINGDOM

  Phone

  +4401538371288

  Web

  https://www.brianmellorfs.co.uk

• Complaints Contact

  Russell House

  20 Stockwell Street

  Leek

  Staffordshire

  ST13 6DS

  UNITED KINGDOM

  Phone

  +4401538371288

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Stakeholder pension scheme, Unit, Warrant

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

  Show 1 limitation Hide limitations

  • · Limited to credit broking that will not be used to leverage an investment

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on buy to let mortgages
  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Andrew Tideswell

  IRN AXT01341

  • CF30 Customer (9 Nov 2017 to 8 Dec 2019)
• Anthea Jane Kenyon

  IRN AJU01007

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Dec 2018 to 8 Dec 2019)
• Benjamin George Davies

  IRN BXD00257

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 21 Nov 2025)
  • [FCA CF] Client dealing (since 21 Nov 2025)
• Brian Richard Mellor

  IRN BDM00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (10 May 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 May 2011 to 8 Dec 2019)
  • CF1 Director (10 May 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (10 May 2011 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (10 May 2011 to 8 Dec 2019)
• Charlie William Hollins

  IRN CXH00175

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
• Daniel David Potgieter

  IRN DXD00237

  • SMF3 Executive Director (since 26 Mar 2026)
• Daniel Marc Hyde

  IRN DMH01173

  • CF30 Customer (10 May 2011 to 5 Nov 2017)
• Grace Burgin

  IRN GXB00465

  • [FCA CF] Functions requiring qualifications (3 Apr 2023 to 8 Mar 2024)
  • [FCA CF] Client dealing (3 Apr 2023 to 8 Mar 2024)
• Jane Caroline Collins

  IRN JCC00006

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (24 Oct 2017 to 8 Dec 2019)
• Jayne Hollins

  IRN JXH03066

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Mar 2024)
  • CF30 Customer (8 May 2018 to 8 Dec 2019)

No changes recorded yet.