Aviva Administration Limited

FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 1 week ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Stephen John Rhodes
IRN SJR00021
- (1824)CF30 Customer (1 Nov 2007 to 1 Jul 2008)
- (1826)CF21 Investment Adviser (6 Oct 2005 to 31 Oct 2007)
- (1825)CF22 Investment Adviser (Trainee) (27 Sep 2005 to 6 Oct 2005)
Stephen John Shewring
IRN SJS00119
- (2229)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (2231)CF21 Investment Adviser (14 Sep 2005 to 31 Oct 2007)
- (2230)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 14 Sep 2005)
Stephen John Tennison
IRN SJT01146
- (1083)CF22 Investment Adviser (Trainee) (20 Jun 2002 to 16 Oct 2002)
Stephen Keith Allen
IRN SKA00001
- (310)CF30 Customer (1 Nov 2007 to 14 Dec 2007)
- (312)CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)
- (311)CF22 Investment Adviser (Trainee) (29 Sep 2004 to 20 Jul 2005)
Stephen Keith Thomas
IRN SKT00003
- (747)CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Jul 2006)
- (748)CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2006)
Stephen Kenneth Hunter
IRN SKH00011
- (713)CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
Stephen Lamond MacDonald MacLeod
IRN SLM00018
- (2588)CF21 Investment Adviser (15 Feb 2002 to 2 Sep 2007)
- (2589)CF1 Director (AR) (31 Dec 2001 to 2 Sep 2007)
Stephen Light
IRN SXL00102
- (2443)CF30 Customer (1 Nov 2007 to 2 Jun 2008)
- (2445)CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
- (2444)CF22 Investment Adviser (Trainee) (18 Aug 2005 to 9 Jan 2006)
Stephen Mark Cronin
IRN SMC00037
- (2927)CF30 Customer (1 Nov 2007 to 22 Dec 2010)
- (2929)CF21 Investment Adviser (18 Aug 2003 to 3 Oct 2006)
- (2928)CF22 Investment Adviser (Trainee) (16 Jul 2003 to 18 Aug 2003)
Stephen Mark Francis
IRN SMF00030
- (3280)CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- (3282)CF21 Investment Adviser (9 Jun 2004 to 31 Oct 2007)
- (3281)CF22 Investment Adviser (Trainee) (12 Dec 2003 to 9 Jun 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Akbal Billing (no longer appointed)
FRN 214679 · Appointed 1 Dec 2001 · Until 21 Jan 2003
First Choice Financial Solutions (no longer appointed)
FRN 214488 · Appointed 1 Dec 2001 · Until 1 Jul 2007
Erwin Ridler Financial Services (no longer appointed)
FRN 214487 · Appointed 1 Dec 2001 · Until 17 Feb 2003
Premier Financial Services (no longer appointed)
FRN 206212 · Appointed 1 Dec 2001 · Until 5 Apr 2003
Moneywise Financial Management (no longer appointed)
FRN 214492 · Appointed 1 Dec 2001 · Until 18 Feb 2003
Elite Financial Services Ltd (no longer appointed)
FRN 207707 · Appointed 1 Dec 2001 · Until 26 Jun 2007
Beacon Financial Services (SW) Ltd (no longer appointed)
FRN 214480 · Appointed 1 Dec 2001 · Until 1 Aug 2007
Desmond Gooderham (no longer appointed)
FRN 214680 · Appointed 1 Dec 2001 · Until 21 Jan 2003
David Simmonite (no longer appointed)
FRN 214682 · Appointed 1 Dec 2001 · Until 21 Jan 2003
David Collier & Partners (no longer appointed)
FRN 214486 · Appointed 1 Dec 2001 · Until 17 Feb 2003

Recent activity

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (3629)CF22 Investment Adviser (Trainee)
1 week ago
controlled function added: (3628)[FCA CF] Significant management
1 week ago
controlled function added: (3627)[FCA CF] Manager of certification employee
1 week ago
controlled function added: (3626)SMF3 Executive Director
1 week ago
controlled function added: (3625)CF1 Director (AR)
1 week ago
controlled function added: (3624)CF1 Director (AR)
1 week ago
controlled function added: (3623)CF1 Director
1 week ago
controlled function added: (3622)CF1 Director (AR)
1 week ago
controlled function added: (3621)CF1 Director
1 week ago
controlled function added: (3620)SMF1 Chief Executive

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.