Stephen John Shewring

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2023)
    • [FCA CF] Client dealing (since 7 Mar 2023)
  • UNBIASED FINANCIAL PLANNING LTD. (no longer approved here)

    FRN 622476

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (20 Aug 2014 to 11 Dec 2023)
    • CF1 Director (AR) (20 Aug 2014 to 11 Dec 2023)
  • Star Financial Planning Limited (no longer approved here)

    FRN 213326

    • CF30 Customer (26 Feb 2013 to 12 Aug 2014)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 25 Feb 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (14 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 14 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.