Stephen Keith Allen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (25 Oct 2013 to 31 May 2014)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
    • CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Sep 2004 to 20 Jul 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (29 Sep 2004 to 20 Jul 2005)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (27)Employed By (24 Dec 2003 to 16 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (27)Employed By at One Financial Planning Ltd