Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Julie Ann Stewart
IRN JXS00951
- (2416)[FCA CF] Functions requiring qualifications (5 Apr 2022 to 1 Oct 2023)
- (2415)[FCA CF] Client dealing (5 Apr 2022 to 1 Oct 2023)
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Julie Beaumont
IRN JXB02202
- (1844)CF30 Customer (25 Mar 2009 to 28 Aug 2009)
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Julie Bloor
IRN JXB00356
- (1676)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (1678)CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
- (1677)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 26 Aug 2005)
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Julie Dawn Green
IRN JDG01107
- (1946)SMF18 Other Overall Responsibility (29 Mar 2021 to 22 Oct 2021)
- (1947)[FCA CF] Manager of certification employee (1 Dec 2020 to 28 Mar 2021)
- (1948)[FCA CF] Significant management (5 Feb 2020 to 28 Mar 2021)
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Julie Dawn Partridge
IRN JDC00024
- (1048)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Mar 2002)
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Julie Dorling
IRN JAD01258
- (2753)[FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
- (2754)[FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
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Julie Elizabeth Blair
IRN JEB01150
- (482)CF4 Partner (AR) (20 Jun 2003 to 30 Jun 2004)
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Julie Losing
IRN JXL00167
- (33)CF1 Director (AR) (21 Dec 2004 to 16 Apr 2007)
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Julie Paul
IRN JAP01149
- (2023)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (2025)CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
- (2024)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 13 Jul 2006)
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Julie Sarah Spence
IRN DJS01303
- (2454)CF21 Investment Adviser (17 Aug 2006 to 22 Sep 2006)
- (2453)CF22 Investment Adviser (Trainee) (18 Aug 2005 to 17 Aug 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Shires Estate Agents Limited (no longer appointed)
FRN 158303 · Appointed 16 Apr 1987 · Until 16 Apr 2002
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Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 14 Apr 1987 · Until 16 Sep 2002
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Wallace Financial Services (no longer appointed)
FRN 200776 · Appointed 27 Feb 1987 · Until 5 Sep 2002
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Independent Insurance Information Ltd (no longer appointed)
FRN 158283 · Appointed 1 Oct 1986 · Until 25 Jul 2007
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Langford Rae van Bergen (no longer appointed)
FRN 159880 · Appointed 15 Sep 1986 · Until 31 Oct 2004
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Financial Planning (Wells) Limited (no longer appointed)
FRN 164514 · Appointed 24 Apr 1986 · Until 16 Sep 2002
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Kilsyth Insurance Services (no longer appointed)
FRN 135117 · Appointed 6 Nov 1985 · Until 16 Sep 2002
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Readers Digest Financial Services Limited (no longer appointed)
FRN 201136 · Appointed 21 Jun 1985 · Until 16 Sep 2002
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Warren Brown Estate Agents (no longer appointed)
FRN 179512 · Appointed 1 Apr 1985 · Until 12 Feb 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3639)CF2 Non Executive Director
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controlled function added: (3638)CF21 Investment Adviser
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controlled function added: (3637)CF22 Investment Adviser (Trainee)
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controlled function added: (3636)CF4 Partner (AR)
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controlled function added: (3635)CF2 Non Executive Director
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controlled function added: (3634)CF2 Non Executive Director
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controlled function added: (3633)[FCA CF] Significant management
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controlled function added: (3632)SMF3 Executive Director
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controlled function added: (3631)CF1 Director (AR)
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controlled function added: (3630)CF21 Investment Adviser