This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Caldy Associates

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FRN: 200781
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

50 Hamilton Street

Birkenhead

Merseyside

CH41 5AE

UNITED KINGDOM

Phone

+4401516325959

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alexander Hughes
IRN AXH00029
- Employed By (1 Dec 2001 to 21 Mar 2007)
Mark Geoffrey Harrison
IRN MGH00006
- Employed By (4 Apr 2003 to 14 Oct 2003)
SIMON NEIL DANIELS
IRN SND00001
- Employed By (1 Dec 2001 to 19 Jun 2003)
Stephen Christopher Jacob
IRN SCJ00003
- Employed By (1 Dec 2001 to 31 Jan 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.