Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Stephen Leland Lyons

    IRN NSL01010

    • (3590)CF2 Non Executive Director (29 Mar 2011 to 29 Apr 2015)
  • Nicholas Stephen Phillips

    IRN NSP00017

    • (502)CF21 Investment Adviser (18 Aug 2003 to 18 May 2005)
    • (501)CF22 Investment Adviser (Trainee) (26 Feb 2003 to 18 Aug 2003)
  • Nicholas Tattersall

    IRN NXT01182

    • (3396)CF30 Customer (6 May 2009 to 16 Sep 2010)
  • Nicholas Timothy Bashford

    IRN NXB00035

    • (2785)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
  • Nicholas Wolstencroft

    IRN NXW00004

    • (798)CF21 Investment Adviser (7 Apr 2003 to 1 Jul 2007)
    • (799)CF7 Sole Trader (AR) (15 Oct 2002 to 14 Nov 2005)
    • (797)CF22 Investment Adviser (Trainee) (15 Oct 2002 to 7 Apr 2003)
  • Nicholas Woods

    IRN NXW00015

    • (1061)CF21 Investment Adviser (26 Feb 2004 to 26 Jul 2005)
    • (1060)CF22 Investment Adviser (Trainee) (26 Jul 2002 to 26 Feb 2004)
  • Nicol Carr

    IRN NXC00013

    • (2165)[FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
    • (2164)[FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
  • Nicola Ann Stephenson

    IRN NAS00023

    • (1387)CF30 Customer (1 Nov 2007 to 11 Feb 2008)
    • (1389)CF21 Investment Adviser (6 Feb 2006 to 31 Oct 2007)
    • (1388)CF22 Investment Adviser (Trainee) (10 Jun 2005 to 6 Feb 2006)
  • Nicola Anne Deane

    IRN NAD00017

    • (1358)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Feb 2006)
  • Nicola Jane Cornish

    IRN NJC00013

    • (2470)[FCA CF] Functions requiring qualifications (1 Jan 2021 to 17 Feb 2021)
    • (2469)[FCA CF] Client dealing (1 Jan 2021 to 17 Feb 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3639)CF2 Non Executive Director

  2. controlled function added: (3638)CF21 Investment Adviser

  3. controlled function added: (3637)CF22 Investment Adviser (Trainee)

  4. controlled function added: (3636)CF4 Partner (AR)

  5. controlled function added: (3635)CF2 Non Executive Director

  6. controlled function added: (3634)CF2 Non Executive Director

  7. controlled function added: (3633)[FCA CF] Significant management

  8. controlled function added: (3632)SMF3 Executive Director

  9. controlled function added: (3631)CF1 Director (AR)

  10. controlled function added: (3630)CF21 Investment Adviser

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