Nicholas Stephen Phillips

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (18 Aug 2003 to 18 May 2005)
    • CF22 Investment Adviser (Trainee) (26 Feb 2003 to 18 Aug 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (18 Aug 2003 to 18 May 2005)
    • CF22 Investment Adviser (Trainee) (26 Feb 2003 to 18 Aug 2003)
  • Dowen Property and Financial Services (no longer approved here)

    FRN 176164

    • Employed By (26 Feb 2003 to 18 May 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2002)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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