Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Beeson

    IRN PCB00015

    • (3229)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jul 2004)
    • (3228)CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2004)
  • Paul Booker

    IRN PXB01607

    • (3207)CF21 Investment Adviser (16 Mar 2004 to 31 Dec 2006)
    • (3208)CF4 Partner (AR) (3 Jun 2003 to 31 Dec 2006)
    • (3206)CF22 Investment Adviser (Trainee) (3 Jun 2003 to 16 Mar 2004)
  • Paul Brencher

    IRN PCB01126

    • (1928)[FCA CF] Significant management (9 Dec 2019 to 10 Sep 2021)
  • Paul Burrell

    IRN PXB00017

    • (1645)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2003)
    • (1646)CF7 Sole Trader (AR) (1 Dec 2001 to 5 Apr 2003)
  • Paul Carroll

    IRN PXC01571

    • (210)CF30 Customer (24 Mar 2009 to 13 Aug 2010)
  • Paul Churcher

    IRN PXC01462

    • (2267)CF30 Customer (5 Feb 2008 to 16 Sep 2010)
  • Paul Crawford

    IRN PXC00032

    • (1567)CF22 Investment Adviser (Trainee) (6 Oct 2004 to 9 Sep 2005)
  • Paul Darren Burt

    IRN PDB01114

    • (14)CF1 Director (AR) (2 Feb 2005 to 1 Dec 2005)
  • Paul David Craddock

    IRN PDC00025

    • (364)CF21 Investment Adviser (18 Feb 2004 to 11 Jun 2005)
    • (363)CF22 Investment Adviser (Trainee) (20 May 2003 to 18 Feb 2004)
  • Paul David Hyatt

    IRN PDH00015

    • (3088)CF4 Partner (AR) (15 Jul 2002 to 25 May 2005)
    • (3087)CF21 Investment Adviser (9 Jul 2002 to 2 Sep 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (9)[FCA CF] Significant management

  2. controlled function added: (8)[FCA CF] Manager of certification employee

  3. controlled function added: (7)[FCA CF] Significant management

  4. controlled function added: (6)[FCA CF] Significant management

  5. controlled function added: (5)[FCA CF] Client dealing

  6. controlled function added: (4)[FCA CF] Significant management

  7. controlled function added: (3)[FCA CF] Manager of certification employee

  8. controlled function added: (2)[FCA CF] Significant management

  9. controlled function added: (1)[FCA CF] Significant management

  10. controlled function added: (3640)CF1 Director