Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 20 Oct 2025)
- CF1 Director (AR) (3 Feb 2021 to 20 Oct 2025)
- CF30 Customer (3 Feb 2021 to 20 Oct 2025)
- [FCA CF] Functions requiring qualifications (7 Aug 2020 to 31 Mar 2021)
- [FCA CF] Client dealing (7 Aug 2020 to 31 Mar 2021)
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- Employed By (3 Feb 2021 to 20 Oct 2025)
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- CF30 Customer (24 Dec 2014 to 10 Nov 2016)
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- (217)Employed By (24 Dec 2014 to 10 Nov 2016)
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- CF30 Customer (28 Dec 2011 to 22 Apr 2014)
- CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
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- CF30 Customer (3 Sep 2010 to 4 Nov 2011)
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- CF30 Customer (5 Feb 2008 to 16 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.