Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 2 Sep 2022)
    • CF30 Customer (since 25 Jul 2022)
    • CF30 Customer (17 Mar 2010 to 1 Apr 2012)
    • Employed By (since 25 Jul 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Nov 2022)
    • CF30 Customer (2 Apr 2012 to 18 Nov 2022)
  • Cobalt Asset Management LLP (no longer approved here)

    FRN 214681

    • Employed By (17 Mar 2010 to 18 Nov 2022)
  • Cameron Scott Limited (no longer approved here)

    FRN 201169

    • Employed By (8 Jun 2005 to 2 Sep 2007)
  • Ash Financial Solutions (no longer approved here)

    FRN 214265

    • Employed By (3 Jun 2005 to 8 Jun 2005)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF4 Partner (AR) (15 Jul 2002 to 25 May 2005)
    • CF21 Investment Adviser (9 Jul 2002 to 2 Sep 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF4 Partner (AR) (9 Jul 2002 to 25 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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