Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Slack

    IRN PXS00123

    • (3283)CF22 Investment Adviser (Trainee) (27 Dec 2002 to 1 Aug 2005)
    • (3285)CF1 Director (AR) (27 Dec 2002 to 1 Aug 2005)
    • (3284)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Mar 2002)
  • Peter Stevenson

    IRN PXS00090

    • (692)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2006)
  • Peter Stringer

    IRN PXS00116

    • (1993)CF21 Investment Adviser (20 Jul 2006 to 31 Mar 2007)
    • (1992)CF22 Investment Adviser (Trainee) (20 Jan 2006 to 20 Jul 2006)
  • Peter Thomas Rees

    IRN PTR00005

    • (2573)CF30 Customer (20 Jan 2010 to 13 Aug 2010)
  • Peter Thomas Strain

    IRN PXS00210

    • (552)CF21 Investment Adviser (1 Dec 2001 to 7 Oct 2005)
  • Peter Twigg

    IRN PDT01048

    • (2064)[FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
    • (2063)[FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
    • (2062)CF30 Customer (27 Oct 2009 to 16 Sep 2010)
  • Peter Warwick Cottrell

    IRN PWC00016

    • (2117)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2119)CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)
    • (2118)CF22 Investment Adviser (Trainee) (12 Oct 2005 to 23 Feb 2006)
  • Peter William Latimer Irving

    IRN PWI00002

    • (2422)CF22 Investment Adviser (Trainee) (4 Mar 2004 to 1 Nov 2004)
  • Philip Andrew Barton

    IRN PAB00132

    • (3488)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Nov 2002)
  • Philip Anthony David Holmes

    IRN PAH00035

    • (2905)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • (2906)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (9)[FCA CF] Significant management

  2. controlled function added: (8)[FCA CF] Manager of certification employee

  3. controlled function added: (7)[FCA CF] Significant management

  4. controlled function added: (6)[FCA CF] Significant management

  5. controlled function added: (5)[FCA CF] Client dealing

  6. controlled function added: (4)[FCA CF] Significant management

  7. controlled function added: (3)[FCA CF] Manager of certification employee

  8. controlled function added: (2)[FCA CF] Significant management

  9. controlled function added: (1)[FCA CF] Significant management

  10. controlled function added: (3640)CF1 Director

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