Peter Stringer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (20 May 2019 to 8 Dec 2019)
  • Bede Wealth Management Limited (no longer approved here)

    FRN 606578

    • CF30 Customer (5 Sep 2017 to 4 Apr 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (21 Jul 2017 to 16 Aug 2017)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 14 Aug 2015)
    • CF22 Investment Adviser (Trainee) (21 May 2007 to 31 Oct 2007)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (103)Employed By (21 May 2007 to 14 Aug 2015)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (20 Jul 2006 to 31 Mar 2007)
    • CF22 Investment Adviser (Trainee) (20 Jan 2006 to 20 Jul 2006)
  • True Colours Financial Planning Ltd (no longer approved here)

    FRN 426632

    • Employed By (20 Jan 2006 to 31 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.