Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Runs Personal Pensions
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Neville Craig
IRN NXG00020
- (679)CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2004)
- Nicholas Barker
IRN NXB00004
- (3456)CF30 Customer (1 Nov 2007 to 5 Dec 2008)
- (3457)CF22 Investment Adviser (Trainee) (17 Oct 2007 to 31 Oct 2007)
- Nicholas Charles Ripley
IRN NCR00008
- (2581)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2004)
- (2582)CF7 Sole Trader (AR) (1 Dec 2001 to 19 Nov 2006)
- Nicholas Christopher Oliver
IRN NCO00004
- (2553)CF30 Customer (13 Jul 2010 to 16 Sep 2010)
- Nicholas Cleathero
IRN NSC01045
- (2583)CF22 Investment Adviser (Trainee) (19 Feb 2003 to 15 Mar 2004)
- Nicholas Elias Harrison
IRN NEH00003
- (1127)CF22 Investment Adviser (Trainee) (10 Nov 2005 to 20 Jan 2006)
- Nicholas Groom
IRN NXG01163
- (2285)CF16 Significant Mgt (Desgntd Investment Business) (25 Aug 2004 to 11 Apr 2007)
- Nicholas James Culley
IRN NJC00076
- (891)CF1 Director (AR) (28 Nov 2002 to 9 Jul 2003)
- Nicholas James Martin King
IRN NJK01035
- (850)CF30 Customer (1 Nov 2007 to 7 Nov 2008)
- (852)CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
- (851)CF22 Investment Adviser (Trainee) (6 Dec 2006 to 12 Jun 2007)
- Nicholas James Ryde
IRN NJR01100
- (1841)CF30 Customer (1 Nov 2007 to 14 Jan 2010)
- (1843)CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
- (1842)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 26 Apr 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Shires Estate Agents Limited(no longer appointed)
FRN 158303 · Appointed 16 Apr 1987 · Until 16 Apr 2002
- Vernons Financial Services Limited(no longer appointed)
FRN 162417 · Appointed 14 Apr 1987 · Until 16 Sep 2002
- Wallace Financial Services(no longer appointed)
FRN 200776 · Appointed 27 Feb 1987 · Until 5 Sep 2002
- Independent Insurance Information Ltd(no longer appointed)
FRN 158283 · Appointed 1 Oct 1986 · Until 25 Jul 2007
- Financial Planning (Wells) Limited(no longer appointed)
FRN 164514 · Appointed 24 Apr 1986 · Until 16 Sep 2002
- Kilsyth Insurance Services(no longer appointed)
FRN 135117 · Appointed 6 Nov 1985 · Until 16 Sep 2002
- Readers Digest Financial Services Limited(no longer appointed)
FRN 201136 · Appointed 21 Jun 1985 · Until 16 Sep 2002
- Warren Brown Estate Agents(no longer appointed)
FRN 179512 · Appointed 1 Apr 1985 · Until 12 Feb 2004
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (19)[FCA CF] Significant management
controlled function added: (18)[FCA CF] Client dealing
controlled function added: (17)[FCA CF] Manager of certification employee
controlled function added: (16)[FCA CF] Manager of certification employee
controlled function added: (15)[FCA CF] Significant management
controlled function added: (14)[FCA CF] Significant management
controlled function added: (13)[FCA CF] Significant management
controlled function added: (12)[FCA CF] Significant management
controlled function added: (11)[FCA CF] Significant management
controlled function added: (10)[FCA CF] Significant management