Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (30 Sep 2008 to 6 Jan 2017)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (18)Employed By (30 Sep 2008 to 6 Jan 2017)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 7 Nov 2008)
    • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Dec 2006 to 12 Jun 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Mar 2004 to 24 Nov 2006)
    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 18 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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