Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul John Adair
IRN PJA00037
- (2990)CF21 Investment Adviser (24 Aug 2005 to 1 Jul 2007)
- (2991)CF7 Sole Trader (AR) (11 Mar 2005 to 14 Nov 2005)
- (2989)CF22 Investment Adviser (Trainee) (11 Mar 2005 to 24 Aug 2005)
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Paul John Bevins
IRN PJB00186
- (1352)CF21 Investment Adviser (25 Jan 2002 to 25 Oct 2002)
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Paul John Morgan
IRN PJM01328
- (2135)CF21 Investment Adviser (12 Jul 2004 to 19 Nov 2004)
- (2134)CF22 Investment Adviser (Trainee) (28 Nov 2003 to 12 Jul 2004)
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Paul John Railton-Smith
IRN PJR00006
- (1648)CF30 Customer (1 Nov 2007 to 19 Nov 2007)
- (1650)CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
- (1649)CF22 Investment Adviser (Trainee) (2 Mar 2005 to 19 May 2005)
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Paul John Webber
IRN PJW00104
- (2869)CF30 Customer (5 Feb 2008 to 16 Sep 2010)
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Paul Kevin Stanley
IRN PKS00004
- (1900)CF1 Director (AR) (1 Dec 2001 to 1 Dec 2001)
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Paul Killey
IRN PJK00016
- (3333)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2007)
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Paul Leonard Mylet
IRN PLM01058
- (1961)SMF4 Chief Risk (19 Apr 2023 to 14 May 2023)
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Paul Malcolm Wood
IRN PMW00039
- (854)CF22 Investment Adviser (Trainee) (16 Dec 2002 to 25 Apr 2003)
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Paul Martin Lindsay
IRN PML01044
- (3093)CF21 Investment Adviser (20 Jun 2005 to 2 Nov 2006)
- (3092)CF22 Investment Adviser (Trainee) (28 Feb 2005 to 20 Jun 2005)
- (3094)CF2 Non Executive Director (AR) (28 Feb 2005 to 28 Feb 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Jhoots Financial Services Ltd (no longer appointed)
FRN 429151 · Appointed 7 Mar 2005 · Until 31 Oct 2006
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Windmill Financial Planning & Independent Mortgages (no longer appointed)
FRN 428745 · Appointed 28 Feb 2005 · Until 1 Jul 2007
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Glasgow Mortgage Centre Ltd (no longer appointed)
FRN 428569 · Appointed 24 Feb 2005 · Until 4 Jul 2007
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True Colours Financial Planning Ltd (no longer appointed)
FRN 426632 · Appointed 16 Feb 2005 · Until 21 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (49)SMF18 Other Overall Responsibility
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controlled function added: (48)SMF2 Chief Finance
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controlled function added: (47)SMF3 Executive Director
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controlled function added: (46)SMF24 Chief Operations
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controlled function added: (45)[FCA CF] Significant management
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controlled function added: (44)SMF9 Chair of the Governing Body
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF1 Chief Executive
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controlled function added: (41)SMF3 Executive Director
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controlled function added: (40)Responsible for Insurance Distribution