Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 Jul 2015)
    • CF1 Director (AR) (14 Jul 2015 to 29 Oct 2015)
    • (1)Employed By (since 14 Jul 2015)
    • (5)Employed By (30 Sep 2003 to 16 Dec 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (14 Jul 2015 to 9 Jan 2020)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (11 Aug 2005 to 8 Mar 2007)
  • Terry Sayers Financial Planning Services (no longer approved here)

    FRN 136509

    • Employed By (1 Dec 2001 to 16 Sep 2002)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Spire Financial Management Ltd

  2. controlled function added: (5)Employed By at Spire Financial Management Ltd

  3. controlled function added: (1)Employed By at Spire Financial Management Ltd