Paul John Morgan

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KYMIN FINANCIAL SERVICES LIMITED

    FRN 189815

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
    • [FCA CF] Client dealing (since 19 Nov 2020)
    • CF30 Customer (11 Sep 2012 to 8 Dec 2019)
  • David Stock & Co Limited (no longer approved here)

    FRN 121754

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Feb 2026)
    • CF30 Customer (12 Apr 2017 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (6 Jun 2011 to 20 Jul 2012)
  • Two Rivers Financial Planning Limited (no longer approved here)

    FRN 414814

    • (1)Employed By (24 Nov 2004 to 20 Apr 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (12 Jul 2004 to 19 Nov 2004)
    • CF22 Investment Adviser (Trainee) (28 Nov 2003 to 12 Jul 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (12 Jul 2004 to 19 Nov 2004)
    • CF22 Investment Adviser (Trainee) (28 Nov 2003 to 12 Jul 2004)
  • Kymin Mortgage Services Ltd (no longer approved here)

    FRN 229117

    • Employed By (28 Nov 2003 to 19 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.