This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Two Rivers Financial Planning Limited

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FRN: 414814
Last scraped: 5 hours ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

21 Maddox Close

Monmouth

Gwent

NP25 3BG

UNITED KINGDOM

Phone

+4401600712002

Web

https://www.tworivers-ifa.com
Complaints Contact

Unit 3

Mayhill Industrial Estate

Monmouth

Gwent

NP25 3LX

UNITED KINGDOM

Phone

+4401600712002

Web

https://www.tworivers-ifa.com

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Gregor MacFarlane
IRN GSM00001
- (2)Employed By (7 Feb 2012 to 8 Dec 2019)
Paul John Morgan
IRN PJM01328
- (1)Employed By (24 Nov 2004 to 20 Apr 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.