Paul Martin Lindsay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bede Wealth Management Limited

    FRN 606578

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 May 2018)
    • Responsible for Insurance Mediation (28 Nov 2013 to 30 Sep 2018)
    • CF1 Director (28 Nov 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Nov 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (28 Nov 2013 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (6 Jan 2012 to 9 Dec 2013)
    • CF22 Investment Adviser (Trainee) (20 Nov 2006 to 31 Oct 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (21 May 2009 to 31 Mar 2012)
  • Options & Choices Financial Services Ltd (no longer approved here)

    FRN 224877

    • Employed By (10 Oct 2008 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (10 Oct 2008 to 12 May 2009)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (114)Employed By (20 Nov 2006 to 30 Sep 2008)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (20 Jun 2005 to 2 Nov 2006)
    • CF2 Non Executive Director (AR) (28 Feb 2005 to 28 Feb 2005)
    • CF22 Investment Adviser (Trainee) (28 Feb 2005 to 20 Jun 2005)
  • True Colours Financial Planning Ltd (no longer approved here)

    FRN 426632

    • Employed By (28 Feb 2005 to 20 Jun 2005)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 27 Feb 2004)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF22 Investment Adviser (Trainee) (29 Jan 2002 to 27 Feb 2004)
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Recent activity

Updates to this individual's record on the FCA register.

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