Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tracey Michelle Connell

    IRN TMT00004

    • (107)CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • (109)CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
    • (108)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 16 Jun 2006)
  • Tracy Mclean

    IRN TXM00079

    • (3117)CF21 Investment Adviser (26 Mar 2003 to 2 Sep 2007)
    • (3116)CF22 Investment Adviser (Trainee) (17 Sep 2002 to 26 Mar 2003)
  • Tracy Suzanne Summerfield

    IRN TSS00003

    • (3114)CF21 Investment Adviser (28 Oct 2003 to 23 Aug 2004)
    • (3115)CF4 Partner (AR) (28 Jan 2003 to 23 Aug 2004)
    • (3113)CF22 Investment Adviser (Trainee) (28 Jan 2003 to 28 Oct 2003)
  • Trevor Anthony Southgate

    IRN TAS00004

    • (577)CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2005)
    • (578)CF4 Partner (AR) (1 Dec 2001 to 19 Mar 2004)
  • Trevor Arthur Rigby

    IRN TAR00007

    • (2268)CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2002)
  • Trevor Dean West

    IRN TDW01025

    • (2153)CF30 Customer (8 Feb 2010 to 16 Sep 2010)
  • Trevor Geoffrey Cadden

    IRN TGC00006

    • (968)CF30 Customer (6 Mar 2008 to 30 Jun 2009)
  • Trevor Guy Sage

    IRN TGS00003

    • (2875)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
  • Trevor Hilton Murray Whorne

    IRN THW00003

    • (756)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2007)
  • Trevor John Matthews

    IRN TJM01140

    • (112)CF1 Director (15 Sep 2010 to 2 Jun 2011)
    • (111)CF3 Chief Executive (15 Sep 2010 to 2 Jun 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (49)SMF18 Other Overall Responsibility

  2. controlled function added: (48)SMF2 Chief Finance

  3. controlled function added: (47)SMF3 Executive Director

  4. controlled function added: (46)SMF24 Chief Operations

  5. controlled function added: (45)[FCA CF] Significant management

  6. controlled function added: (44)SMF9 Chair of the Governing Body

  7. controlled function added: (43)SMF7 Group Entity Senior Manager

  8. controlled function added: (42)SMF1 Chief Executive

  9. controlled function added: (41)SMF3 Executive Director

  10. controlled function added: (40)Responsible for Insurance Distribution

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