Tracy Suzanne Summerfield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 21 Jun 2023)
    • CF30 Customer (since 25 May 2023)
    • [FCA CF] Client dealing (6 Dec 2022 to 21 Jun 2023)
    • [FCA CF] Functions requiring qualifications (6 Dec 2022 to 21 Jun 2023)
  • Eames Laurie Financial Services

    FRN 214848

    • (3)Employed By (since 25 May 2023)
    • (14)Employed By (9 Mar 2022 to 19 Jan 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (22 Mar 2022 to 19 Jan 2023)
    • CF30 Customer (9 Mar 2022 to 19 Jan 2023)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 16 Sep 2008)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (28 Oct 2003 to 23 Aug 2004)
    • CF4 Partner (AR) (28 Jan 2003 to 23 Aug 2004)
    • CF22 Investment Adviser (Trainee) (28 Jan 2003 to 28 Oct 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (28 Oct 2003 to 23 Aug 2004)
    • CF22 Investment Adviser (Trainee) (28 Jan 2003 to 28 Oct 2003)
    • CF4 Partner (AR) (28 Jan 2003 to 23 Aug 2004)
  • Countryside Financial Solutions (no longer approved here)

    FRN 222003

    • Employed By (28 Jan 2003 to 23 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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