Tracy Mclean

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Sep 2022)
    • CF30 Customer (since 4 Aug 2022)
    • CF30 Customer (4 Mar 2010 to 1 Apr 2012)
  • Blueprint Financial Solutions Ltd

    FRN 409853

    • Employed By (since 4 Aug 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Nov 2022)
    • CF30 Customer (2 Apr 2012 to 18 Nov 2022)
  • Cobalt Asset Management LLP (no longer approved here)

    FRN 214681

    • Employed By (4 Mar 2010 to 18 Nov 2022)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (26 Mar 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (17 Sep 2002 to 26 Mar 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (26 Mar 2003 to 2 Sep 2007)
    • CF22 Investment Adviser (Trainee) (17 Sep 2002 to 26 Mar 2003)
  • Cameron Scott Limited (no longer approved here)

    FRN 201169

    • Employed By (17 Sep 2002 to 2 Sep 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Sep 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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