Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul John Adair

    IRN PJA00037

    • (2990)CF21 Investment Adviser (24 Aug 2005 to 1 Jul 2007)
    • (2991)CF7 Sole Trader (AR) (11 Mar 2005 to 14 Nov 2005)
    • (2989)CF22 Investment Adviser (Trainee) (11 Mar 2005 to 24 Aug 2005)
  • Paul John Bevins

    IRN PJB00186

    • (1352)CF21 Investment Adviser (25 Jan 2002 to 25 Oct 2002)
  • Paul John Morgan

    IRN PJM01328

    • (2135)CF21 Investment Adviser (12 Jul 2004 to 19 Nov 2004)
    • (2134)CF22 Investment Adviser (Trainee) (28 Nov 2003 to 12 Jul 2004)
  • Paul John Railton-Smith

    IRN PJR00006

    • (1648)CF30 Customer (1 Nov 2007 to 19 Nov 2007)
    • (1650)CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • (1649)CF22 Investment Adviser (Trainee) (2 Mar 2005 to 19 May 2005)
  • Paul John Webber

    IRN PJW00104

    • (2869)CF30 Customer (5 Feb 2008 to 16 Sep 2010)
  • Paul Kevin Stanley

    IRN PKS00004

    • (1900)CF1 Director (AR) (1 Dec 2001 to 1 Dec 2001)
  • Paul Killey

    IRN PJK00016

    • (3333)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2007)
  • Paul Leonard Mylet

    IRN PLM01058

    • (1961)SMF4 Chief Risk (19 Apr 2023 to 14 May 2023)
  • Paul Malcolm Wood

    IRN PMW00039

    • (854)CF22 Investment Adviser (Trainee) (16 Dec 2002 to 25 Apr 2003)
  • Paul Martin Lindsay

    IRN PML01044

    • (3093)CF21 Investment Adviser (20 Jun 2005 to 2 Nov 2006)
    • (3092)CF22 Investment Adviser (Trainee) (28 Feb 2005 to 20 Jun 2005)
    • (3094)CF2 Non Executive Director (AR) (28 Feb 2005 to 28 Feb 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (49)SMF18 Other Overall Responsibility

  2. controlled function added: (48)SMF2 Chief Finance

  3. controlled function added: (47)SMF3 Executive Director

  4. controlled function added: (46)SMF24 Chief Operations

  5. controlled function added: (45)[FCA CF] Significant management

  6. controlled function added: (44)SMF9 Chair of the Governing Body

  7. controlled function added: (43)SMF7 Group Entity Senior Manager

  8. controlled function added: (42)SMF1 Chief Executive

  9. controlled function added: (41)SMF3 Executive Director

  10. controlled function added: (40)Responsible for Insurance Distribution