Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Faulkner

    IRN RJF00014

    • (1938)CF1 Director (AR) (2 Jul 2003 to 2 Apr 2006)
    • (1937)CF7 Sole Trader (AR) (1 Dec 2001 to 2 Jul 2003)
    • (1936)CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2007)
  • Richard Fred Dixon

    IRN RFD00006

    • (3630)CF21 Investment Adviser (15 Aug 2003 to 6 Aug 2007)
    • (3631)CF1 Director (AR) (28 Oct 2002 to 6 Aug 2007)
    • (3629)CF22 Investment Adviser (Trainee) (28 Oct 2002 to 15 Aug 2003)
  • Richard Fuller

    IRN RLF00006

    • (3274)CF21 Investment Adviser (30 Jun 2004 to 10 Mar 2005)
    • (3275)CF1 Director (AR) (20 Oct 2003 to 10 Mar 2005)
    • (3273)CF22 Investment Adviser (Trainee) (20 Oct 2003 to 30 Jun 2004)
  • Richard Geoffrey English

    IRN RGE01031

    • (35)SMF5 Head of Internal Audit (since 13 Nov 2023)
  • Richard George Clarke

    IRN RGC00017

    • (2026)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2028)CF21 Investment Adviser (13 Apr 2006 to 31 Oct 2007)
    • (2027)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 13 Apr 2006)
  • Richard Gerard Caldwell

    IRN RGC00019

    • (395)CF21 Investment Adviser (1 Dec 2003 to 7 Oct 2005)
    • (394)CF22 Investment Adviser (Trainee) (8 May 2003 to 1 Dec 2003)
  • Richard Giles Robertson Balding

    IRN RGB01134

    • (2669)CF30 Customer (24 Feb 2010 to 31 Dec 2012)
  • Richard Gilles Evans

    IRN RGE01024

    • (1956)CF30 Customer (1 Nov 2007 to 1 Oct 2008)
    • (1958)CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2007)
    • (1957)CF22 Investment Adviser (Trainee) (7 Mar 2003 to 20 Jan 2004)
  • Richard Hanlon

    IRN RXH00213

    • (194)CF21 Investment Adviser (15 Jun 2004 to 7 Jan 2005)
    • (193)CF22 Investment Adviser (Trainee) (1 Mar 2004 to 15 Jun 2004)
  • Richard James Wakem

    IRN RJW00007

    • (2104)CF30 Customer (1 Nov 2007 to 14 Dec 2007)
    • (2106)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (2105)CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (49)SMF18 Other Overall Responsibility

  2. controlled function added: (48)SMF2 Chief Finance

  3. controlled function added: (47)SMF3 Executive Director

  4. controlled function added: (46)SMF24 Chief Operations

  5. controlled function added: (45)[FCA CF] Significant management

  6. controlled function added: (44)SMF9 Chair of the Governing Body

  7. controlled function added: (43)SMF7 Group Entity Senior Manager

  8. controlled function added: (42)SMF1 Chief Executive

  9. controlled function added: (41)SMF3 Executive Director

  10. controlled function added: (40)Responsible for Insurance Distribution