Richard Giles Robertson Balding

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Oct 2025)
    • [FCA CF] Functions requiring qualifications (4 May 2018 to 8 Apr 2022)
  • Coutts & Company

    FRN 122287

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Oct 2025)
    • [FCA CF] Functions requiring qualifications (21 Jan 2020 to 8 Apr 2022)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (24 Feb 2010 to 31 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.