Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Delamere

    IRN PXD28323

    • (3563)CF1 Director (AR) (2 Jun 2020 to 14 Sep 2020)
    • (3562)SMF24 Chief Operations (2 Jun 2020 to 31 Jul 2021)
    • (3564)[FCA CF] Manager of certification employee (19 May 2020 to 1 Jun 2020)
  • Paul Douglas

    IRN PXD00045

    • (1514)CF21 Investment Adviser (25 Sep 2006 to 17 May 2007)
    • (1513)CF22 Investment Adviser (Trainee) (5 May 2006 to 25 Sep 2006)
  • Paul Edward Meadows

    IRN PEM01078

    • (1703)CF30 Customer (4 Jun 2010 to 16 Sep 2010)
  • Paul Francis Dugan

    IRN PFD01030

    • (2456)CF21 Investment Adviser (26 Nov 2003 to 1 Jun 2006)
    • (2455)CF22 Investment Adviser (Trainee) (29 Apr 2003 to 26 Nov 2003)
    • (2457)CF7 Sole Trader (AR) (29 Apr 2003 to 1 Jun 2006)
  • Paul Francis McSween

    IRN PXM01516

    • (3459)CF21 Investment Adviser (31 Mar 2004 to 16 Jun 2007)
    • (3460)CF1 Director (AR) (6 Nov 2003 to 16 Jun 2007)
    • (3458)CF22 Investment Adviser (Trainee) (6 Nov 2003 to 31 Mar 2004)
  • Paul George Drake

    IRN PGD01056

    • (3001)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (3003)CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
    • (3002)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 3 Nov 2006)
  • Paul Graham Vavangas

    IRN PGV01009

    • (3222)CF30 Customer (3 Sep 2009 to 16 Sep 2010)
  • Paul James Evans

    IRN PXE01077

    • (3588)CF1 Director (AR) (1 Aug 2005 to 15 Sep 2010)
    • (3586)CF8 Apportionment and Oversight (12 Jun 2003 to 31 Mar 2009)
    • (3587)CF3 Chief Executive (12 Jun 2003 to 15 Sep 2010)
    • (3589)CF1 Director (22 Dec 2001 to 15 Sep 2010)
  • Paul James Grant

    IRN PJG00071

    • (3540)CF1 Director (AR) (1 Dec 2001 to 28 Aug 2007)
  • Paul James McCluskey

    IRN PJM00163

    • (2300)CF30 Customer (4 Feb 2009 to 28 Jan 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Sun Life Direct

  2. trading name added: Clydesdale Financial Advisory Service

  3. trading name added: Britannia Financial Advisory Services

  4. controlled function added: (56)SMF18 Other Overall Responsibility

  5. controlled function added: (55)SMF4 Chief Risk

  6. controlled function added: (54)SMF24 Chief Operations

  7. controlled function added: (53)[FCA CF] Manager of certification employee

  8. controlled function added: (52)[FCA CF] Significant management

  9. controlled function added: (51)[FCA CF] Manager of certification employee

  10. controlled function added: (50)[FCA CF] Manager of certification employee

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