Paul Graham Vavangas

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Futura Investments Limited

    FRN 604923

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (11 Jan 2016 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (17 Mar 2014 to 8 Dec 2019)
    • CF1 Director (17 Mar 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Mar 2014 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2013 to 8 Dec 2019)
  • Futura Investments (0507) (no longer approved here)

    FRN 152666

    • (2)Employed By (9 Jul 2013 to 4 Feb 2014)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (3 Sep 2009 to 16 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.