Paul Francis Dugan

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Paul Francis Dugan

    FRN 968284

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • Sole trader dealing with clients for which they require qualification (since 4 Oct 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Oct 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (13 May 2008 to 23 Dec 2008)
    • CF1 Director (AR) (16 May 2006 to 19 Nov 2012)
    • CF22 Investment Adviser (Trainee) (16 May 2006 to 13 Aug 2007)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (16 May 2006 to 16 Nov 2012)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2004)
    • CF7 Sole Trader (AR) (29 Apr 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (29 Apr 2003 to 26 Nov 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (26 Nov 2003 to 1 Jun 2006)
    • CF7 Sole Trader (AR) (29 Apr 2003 to 1 Jun 2006)
    • CF22 Investment Adviser (Trainee) (29 Apr 2003 to 26 Nov 2003)
  • Professional Financial Connections Ltd (no longer approved here)

    FRN 224376

    • Employed By (29 Apr 2003 to 16 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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