Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Frank Mathewson

    IRN SFM00004

    • (506)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)
  • Stephen Glen Holman

    IRN SGH00011

    • (3223)CF22 Investment Adviser (Trainee) (10 Aug 2004 to 30 Oct 2004)
    • (3224)CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2004)
  • Stephen Gould

    IRN SXG00582

    • (2383)[FCA CF] Manager of certification employee (19 Jun 2023 to 3 Dec 2023)
  • Stephen Heighway

    IRN SXH00082

    • (667)CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2005)
  • Stephen Horswell

    IRN SXH00062

    • (3294)CF21 Investment Adviser (31 Mar 2004 to 27 Aug 2004)
    • (3293)CF22 Investment Adviser (Trainee) (13 Feb 2003 to 31 Mar 2004)
    • (3295)CF4 Partner (AR) (13 Feb 2003 to 30 Oct 2004)
  • Stephen James Chapman

    IRN SXC01770

    • (26)CF16 Significant Mgt (Desgntd Investment Business) (1 Mar 2005 to 31 Oct 2007)
  • Stephen James Kidd

    IRN SJK01126

    • (2746)CF30 Customer (31 Jan 2008 to 16 Sep 2010)
  • Stephen James Wray

    IRN SJW00066

    • (837)CF21 Investment Adviser (22 Dec 2004 to 3 Mar 2006)
    • (836)CF22 Investment Adviser (Trainee) (10 Feb 2004 to 15 Sep 2005)
    • (838)CF4 Partner (AR) (10 Feb 2004 to 22 Dec 2004)
  • Stephen Jenkins

    IRN SJJ00011

    • (2126)CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • (2127)CF22 Investment Adviser (Trainee) (28 Feb 2005 to 31 Oct 2007)
  • Stephen John Lee

    IRN SJL01187

    • (896)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3549)CF11 Money Laundering Reporting

  2. controlled function added: (3548)CF1 Director

  3. controlled function added: (3547)CF2 Non Executive Director

  4. controlled function added: (3546)CF1 Director

  5. controlled function added: (3545)CF1 Director (AR)

  6. controlled function added: (3544)CF29 Significant management

  7. controlled function added: (3543)SMF24 Chief Operations

  8. controlled function added: (3542)Responsible for Insurance Mediation

  9. controlled function added: (3541)Responsible for Insurance Distribution

  10. controlled function added: (3540)CF1 Director (AR)

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