Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (11 Oct 2024 to 26 Nov 2024)
- CF30 Customer (11 Oct 2024 to 26 Nov 2024)
-
- (9)Employed By (11 Oct 2024 to 26 Nov 2024)
-
- [FCA CF] Client dealing (1 Oct 2019 to 14 Aug 2024)
- [FCA CF] Functions requiring qualifications (1 Oct 2016 to 14 Aug 2024)
-
- CF30 Customer (1 Dec 2014 to 27 Oct 2016)
-
- CF30 Customer (4 Jul 2013 to 27 Nov 2014)
-
- (524)Employed By (4 Jul 2013 to 27 Nov 2014)
-
- CF30 Customer (3 Sep 2010 to 17 May 2013)
-
- CF30 Customer (31 Jan 2008 to 16 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.