Stephen James Wray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF30 Customer (1 Nov 2007 to 5 Nov 2009)
- CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
- CF4 Partner (AR) (10 Feb 2006 to 5 Apr 2012)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF4 Partner (AR) (15 Sep 2005 to 3 Mar 2006)
- CF21 Investment Adviser (22 Dec 2004 to 3 Mar 2006)
- CF22 Investment Adviser (Trainee) (10 Feb 2004 to 15 Sep 2005)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF4 Partner (AR) (10 Feb 2004 to 15 Sep 2005)
- CF22 Investment Adviser (Trainee) (10 Feb 2004 to 15 Sep 2005)
Carleton Independent Financial Advisors (no longer approved here)
FRN 231366
- Employed By (10 Feb 2004 to 5 Apr 2012)
S Hill & Co Investment Advisers Limited (no longer approved here)
FRN 186240
- (3)Employed By (1 Oct 1998 to 6 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.