Stephen John Lee

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 25 Oct 2010)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (18 Apr 2008 to 15 Feb 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
    • CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Sep 2006 to 7 Nov 2006)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (26)Employed By (20 Feb 2007 to 22 Feb 2008)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • CF21 Investment Adviser (27 Jun 2005 to 21 Sep 2005)
    • CF22 Investment Adviser (Trainee) (4 Nov 2002 to 27 Jun 2005)
  • Investacc PRS Limited (no longer approved here)

    FRN 217254

    • (1)Employed By (4 Nov 2002 to 21 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.