Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Richard Duckworth

    IRN PRD00016

    • (2637)CF21 Investment Adviser (4 Nov 2003 to 21 Nov 2005)
    • (2636)CF22 Investment Adviser (Trainee) (12 May 2003 to 4 Nov 2003)
  • Paul Robert Cloet

    IRN PRC00018

    • (3437)CF4 Partner (AR) (21 Jul 2003 to 30 Aug 2007)
    • (3436)CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2007)
  • Paul Robert Hammerton

    IRN PRH00042

    • (1163)CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • (1165)CF21 Investment Adviser (6 Oct 2005 to 31 Oct 2007)
    • (1164)CF22 Investment Adviser (Trainee) (28 Sep 2005 to 6 Oct 2005)
  • Paul Rodgers

    IRN PXR00086

    • (1867)CF1 Director (AR) (10 Jun 2005 to 16 Sep 2005)
    • (1866)CF16 Significant Mgt (Desgntd Investment Business) (3 Jul 2002 to 31 May 2005)
  • Paul Roy Morris

    IRN PRM00034

    • (2515)CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2004)
  • Paul Sherrard

    IRN PXS00231

    • (3316)CF21 Investment Adviser (26 Nov 2003 to 17 Jun 2007)
    • (3315)CF22 Investment Adviser (Trainee) (29 Apr 2003 to 26 Nov 2003)
    • (3317)CF4 Partner (AR) (29 Apr 2003 to 17 Jun 2007)
  • Paul Simon Smith

    IRN PSS00031

    • (2572)CF21 Investment Adviser (24 Sep 2003 to 21 Jun 2005)
    • (2571)CF22 Investment Adviser (Trainee) (29 Apr 2002 to 24 Sep 2003)
  • Paul Smith

    IRN PRS00065

    • (1888)CF30 Customer (7 Dec 2009 to 16 Sep 2010)
  • Paul Soan

    IRN PMS01194

    • (2621)[FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
    • (2622)[FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
  • Paul Stephen Davis

    IRN PSD00015

    • (2245)CF22 Investment Adviser (Trainee) (28 Apr 2004 to 20 Dec 2004)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3549)CF11 Money Laundering Reporting

  2. controlled function added: (3548)CF1 Director

  3. controlled function added: (3547)CF2 Non Executive Director

  4. controlled function added: (3546)CF1 Director

  5. controlled function added: (3545)CF1 Director (AR)

  6. controlled function added: (3544)CF29 Significant management

  7. controlled function added: (3543)SMF24 Chief Operations

  8. controlled function added: (3542)Responsible for Insurance Mediation

  9. controlled function added: (3541)Responsible for Insurance Distribution

  10. controlled function added: (3540)CF1 Director (AR)

Show more