Paul Roy Morris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hexagon Wealth Limited

    FRN 483403

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 21 Oct 2025)
    • [FCA CF] Client dealing (since 21 Oct 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 21 Oct 2025)
    • [FCA CF] Client dealing (10 Dec 2019 to 21 Oct 2025)
  • West Wales Financial Services Ltd (no longer approved here)

    FRN 225021

    • Employed By (26 Sep 2016 to 19 Dec 2016)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (27 Aug 2009 to 30 Jan 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 21 Oct 2009)
    • CF21 Investment Adviser (16 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Aug 2004 to 16 Nov 2004)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2004)
  • Principality Financial Services Limited (no longer approved here)

    FRN 159181

    • Employed By (1 Dec 2001 to 3 Sep 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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