Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Steve Bridger
IRN SXB90394
- (3183)[FCA CF] Manager of certification employee (14 Apr 2021 to 10 Sep 2021)
- (3184)[FCA CF] Significant management (14 Apr 2021 to 10 Sep 2021)
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Steve Charles Hill
IRN SCH00058
- (282)CF21 Investment Adviser (4 Apr 2005 to 31 Jan 2006)
- (281)CF22 Investment Adviser (Trainee) (7 Nov 2003 to 4 Apr 2005)
- (283)CF1 Director (AR) (7 Nov 2003 to 20 May 2006)
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Steve Tuck
IRN SJT00011
- (3138)CF21 Investment Adviser (1 Dec 2003 to 13 Dec 2004)
- (3137)CF22 Investment Adviser (Trainee) (23 Apr 2003 to 1 Dec 2003)
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Steven Alan Russell
IRN SAR00044
- (1373)CF22 Investment Adviser (Trainee) (5 Apr 2007 to 14 Aug 2007)
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Steven Burke
IRN SXB02225
- (1749)CF1 Director (15 May 2008 to 1 Mar 2012)
- (1748)Responsible for Insurance Mediation (15 May 2008 to 26 Mar 2009)
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Steven Burrows
IRN SXB00064
- (746)CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2005)
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Steven Charles Henderson
IRN SCH00040
- (3202)CF21 Investment Adviser (2 Apr 2003 to 17 Jul 2007)
- (3201)CF22 Investment Adviser (Trainee) (23 Dec 2002 to 2 Apr 2003)
- (3203)CF7 Sole Trader (AR) (23 Dec 2002 to 14 Nov 2005)
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Steven Charles Witham
IRN SCW00018
- (907)CF22 Investment Adviser (Trainee) (27 Mar 2003 to 12 Aug 2003)
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Steven Coffey
IRN SXC00259
- (1324)CF30 Customer (1 Nov 2007 to 21 Jan 2008)
- (1326)CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)
- (1325)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 20 Jul 2005)
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Steven Cush
IRN SXC00197
- (2782)[FCA CF] Significant management (29 Aug 2024 to 31 Mar 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Pioneers Financial Solutions Ltd (no longer appointed)
FRN 222726 · Appointed 10 Feb 2003 · Until 1 Feb 2007
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Aspire Financial Solutions Ltd (no longer appointed)
FRN 222680 · Appointed 7 Feb 2003 · Until 3 Aug 2004
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Hammond Financial Associates Ltd (no longer appointed)
FRN 222292 · Appointed 27 Jan 2003 · Until 21 Oct 2004
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Blue'print Financial Solutions Ltd (no longer appointed)
FRN 222283 · Appointed 23 Jan 2003 · Until 19 Jun 2005
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Eckersley White Independent Estate Agent (no longer appointed)
FRN 222073 · Appointed 16 Jan 2003 · Until 31 Oct 2004
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Countryside Financial Solutions (no longer appointed)
FRN 222003 · Appointed 14 Jan 2003 · Until 2 Sep 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3559)CF2 Non Executive Director
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controlled function added: (3558)CF1 Director (AR)
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controlled function added: (3557)CF21 Investment Adviser
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controlled function added: (3556)CF16 Significant Mgt (Desgntd Investment Business)
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controlled function added: (3555)CF1 Director (AR)
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controlled function added: (3554)CF29 Significant management
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controlled function added: (3553)CF1 Director
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controlled function added: (3552)CF3 Chief Executive
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controlled function added: (3551)CF8 Apportionment and Oversight
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controlled function added: (3550)[FCA CF] Significant management