Aviva Administration Limited

FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 1 week ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Steve Bridger
IRN SXB90394
- (3183)[FCA CF] Manager of certification employee (14 Apr 2021 to 10 Sep 2021)
- (3184)[FCA CF] Significant management (14 Apr 2021 to 10 Sep 2021)
Steve Charles Hill
IRN SCH00058
- (282)CF21 Investment Adviser (4 Apr 2005 to 31 Jan 2006)
- (281)CF22 Investment Adviser (Trainee) (7 Nov 2003 to 4 Apr 2005)
- (283)CF1 Director (AR) (7 Nov 2003 to 20 May 2006)
Steve Tuck
IRN SJT00011
- (3138)CF21 Investment Adviser (1 Dec 2003 to 13 Dec 2004)
- (3137)CF22 Investment Adviser (Trainee) (23 Apr 2003 to 1 Dec 2003)
Steven Alan Russell
IRN SAR00044
- (1373)CF22 Investment Adviser (Trainee) (5 Apr 2007 to 14 Aug 2007)
Steven Burke
IRN SXB02225
- (1749)CF1 Director (15 May 2008 to 1 Mar 2012)
- (1748)Responsible for Insurance Mediation (15 May 2008 to 26 Mar 2009)
Steven Burrows
IRN SXB00064
- (746)CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2005)
Steven Charles Henderson
IRN SCH00040
- (3202)CF21 Investment Adviser (2 Apr 2003 to 17 Jul 2007)
- (3201)CF22 Investment Adviser (Trainee) (23 Dec 2002 to 2 Apr 2003)
- (3203)CF7 Sole Trader (AR) (23 Dec 2002 to 14 Nov 2005)
Steven Charles Witham
IRN SCW00018
- (907)CF22 Investment Adviser (Trainee) (27 Mar 2003 to 12 Aug 2003)
Steven Coffey
IRN SXC00259
- (1324)CF30 Customer (1 Nov 2007 to 21 Jan 2008)
- (1326)CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)
- (1325)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 20 Jul 2005)
Steven Cush
IRN SXC00197
- (2782)[FCA CF] Significant management (29 Aug 2024 to 31 Mar 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Moneymatters (no longer appointed)
FRN 211334 · Appointed 18 Feb 2003 · Until 2 Sep 2007
Greystone Insurance (no longer appointed)
FRN 216510 · Appointed 18 Feb 2003 · Until 24 Jan 2008
Froggett Financial Mortgage Services Ltd (no longer appointed)
FRN 209806 · Appointed 18 Feb 2003 · Until 23 Feb 2005
M & N Financial Consultancy (no longer appointed)
FRN 216762 · Appointed 18 Feb 2003 · Until 9 Aug 2005
Cameron Scott Healthcare Ltd (no longer appointed)
FRN 209808 · Appointed 18 Feb 2003 · Until 14 Jan 2005
Alexander Knight Financial Management (no longer appointed)
FRN 216694 · Appointed 18 Feb 2003 · Until 30 Aug 2007
Albrighton Wealth Management Limited (no longer appointed)
FRN 214281 · Appointed 18 Feb 2003 · Until 23 Aug 2007
Ash Financial Solutions (no longer appointed)
FRN 214265 · Appointed 18 Feb 2003 · Until 29 Jun 2005
David Dumble & Associates (no longer appointed)
FRN 211872 · Appointed 18 Feb 2003 · Until 10 Dec 2005
Lyons Financial Management Ltd (no longer appointed)
FRN 210757 · Appointed 18 Feb 2003 · Until 15 Jul 2007

Recent activity

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (3559)CF2 Non Executive Director
1 week ago
controlled function added: (3558)CF1 Director (AR)
1 week ago
controlled function added: (3557)CF21 Investment Adviser
1 week ago
controlled function added: (3556)CF16 Significant Mgt (Desgntd Investment Business)
1 week ago
controlled function added: (3555)CF1 Director (AR)
1 week ago
controlled function added: (3554)CF29 Significant management
1 week ago
controlled function added: (3553)CF1 Director
1 week ago
controlled function added: (3552)CF3 Chief Executive
1 week ago
controlled function added: (3551)CF8 Apportionment and Oversight
1 week ago
controlled function added: (3550)[FCA CF] Significant management

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.