Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger Paul Dymond

    IRN RPD01030

    • (308)CF21 Investment Adviser (27 May 2004 to 15 Aug 2007)
    • (307)CF22 Investment Adviser (Trainee) (2 Oct 2003 to 27 May 2004)
  • Roger Paul Van Cleak

    IRN RPV00001

    • (1375)CF21 Investment Adviser (8 Dec 2005 to 29 Jun 2007)
    • (1374)CF22 Investment Adviser (Trainee) (12 May 2005 to 8 Dec 2005)
  • Roger Terry Froggett

    IRN RTF00002

    • (1500)CF4 Partner (AR) (1 Dec 2001 to 26 Sep 2006)
  • Roger William Meekins

    IRN RWM00016

    • (955)CF21 Investment Adviser (15 Feb 2002 to 18 Dec 2002)
    • (956)CF1 Director (AR) (1 Dec 2001 to 18 Dec 2002)
  • Roland Augustine Baggott

    IRN RAB01325

    • (2110)CF22 Investment Adviser (Trainee) (28 Oct 2005 to 17 Jan 2006)
  • Romesh Chander Datta

    IRN RCD00004

    • (816)CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2007)
  • Ronald Brian Ward

    IRN RBW00004

    • (1107)CF22 Investment Adviser (Trainee) (7 May 2002 to 6 Sep 2003)
  • Ronald Glen-Barry Cawdeary

    IRN RGC00002

    • (772)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2006)
  • Ronald John Downey

    IRN RJD00045

    • (429)CF22 Investment Adviser (Trainee) (3 Jun 2003 to 16 Aug 2004)
    • (430)CF1 Director (AR) (3 Jun 2003 to 9 May 2005)
  • Ronald Michael Perry

    IRN RXP00096

    • (505)CF22 Investment Adviser (Trainee) (17 Mar 2003 to 17 Dec 2003)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3579)CF1 Director

  2. controlled function added: (3578)[FCA CF] Significant management

  3. controlled function added: (3577)[FCA CF] Manager of certification employee

  4. controlled function added: (3576)SMF18 Other Overall Responsibility

  5. controlled function added: (3575)CF1 Director (AR)

  6. controlled function added: (3574)CF21 Investment Adviser

  7. controlled function added: (3573)CF22 Investment Adviser (Trainee)

  8. controlled function added: (3572)CF21 Investment Adviser

  9. controlled function added: (3571)CF1 Director

  10. controlled function added: (3570)CF29 Significant management

Show more