Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
- CF1 Director (AR) (3 Jul 2006 to 16 Mar 2012)
- CF22 Investment Adviser (Trainee) (19 Jun 2006 to 8 Feb 2007)
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- CF1 Director (AR) (3 Jul 2006 to 16 Mar 2012)
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- Employed By (19 Jun 2006 to 31 Dec 2012)
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- CF21 Investment Adviser (1 Jun 2005 to 18 Jul 2006)
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- Employed By (29 Apr 2004 to 18 Jul 2006)
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- CF21 Investment Adviser (15 Feb 2002 to 18 Dec 2002)
- CF1 Director (AR) (1 Dec 2001 to 18 Dec 2002)
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- CF1 Director (AR) (1 Dec 2001 to 18 Dec 2002)
- CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)
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- Employed By (13 Sep 1999 to 18 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.