Ronald Brian Ward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (1 Nov 2007 to 8 Mar 2008)
- CF21 Investment Adviser (25 May 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Nov 2003 to 25 May 2004)
Hudson (GB) Limited (no longer approved here)
FRN 220907
- Employed By (10 Dec 2002 to 6 Sep 2003)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF22 Investment Adviser (Trainee) (7 May 2002 to 6 Sep 2003)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF22 Investment Adviser (Trainee) (7 May 2002 to 6 Sep 2003)
Hudson Financial Services (GB) Limited (no longer approved here)
FRN 201453
- Employed By (7 May 2002 to 10 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.