Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Ashwell

    IRN PXA00020

    • (374)CF1 Director (AR) (11 Jun 2003 to 26 Nov 2004)
  • Philip Baden Turner

    IRN PBT01012

    • (1077)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 12 Aug 2003)
  • Philip Chandler

    IRN PMC00044

    • (2399)CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2006)
  • Philip Charles Adams

    IRN PCA01023

    • (2686)CF21 Investment Adviser (23 Sep 2005 to 26 Oct 2006)
    • (2685)CF22 Investment Adviser (Trainee) (29 Jul 2004 to 23 Sep 2005)
    • (2687)CF1 Director (AR) (29 Jul 2004 to 26 Oct 2006)
  • Philip Cooper

    IRN PXC00030

    • (589)CF30 Customer (1 Nov 2007 to 19 Nov 2007)
    • (590)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Philip David Thomas

    IRN PDT00016

    • (565)CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2006)
  • Philip Dickson

    IRN PXD00011

    • (1620)CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2005)
    • (1621)CF4 Partner (AR) (1 Dec 2001 to 1 Jul 2007)
  • Philip Duncan Loney

    IRN PDL01017

    • (431)CF1 Director (1 Dec 2001 to 29 Aug 2003)
  • Philip Frederick Trotter

    IRN PFT00005

    • (476)CF22 Investment Adviser (Trainee) (9 Jul 2003 to 1 Feb 2004)
  • Philip Graham Walton

    IRN PGW00005

    • (2249)CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3609)CF1 Director (AR)

  2. controlled function added: (3608)CF21 Investment Adviser

  3. controlled function added: (3607)CF22 Investment Adviser (Trainee)

  4. controlled function added: (3606)CF30 Customer

  5. controlled function added: (3605)CF29 Significant management

  6. controlled function added: (3604)SMF18 Other Overall Responsibility

  7. controlled function added: (3603)Responsible for Insurance Mediation

  8. controlled function added: (3602)Responsible for Insurance Distribution

  9. controlled function added: (3601)CF22 Investment Adviser (Trainee)

  10. controlled function added: (3600)CF2 Non Executive Director

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