Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon John Treadwell

    IRN SJT00026

    • (2705)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
  • Simon John Ward

    IRN SJW00075

    • (379)CF4 Partner (AR) (1 Dec 2001 to 20 Jun 2003)
    • (378)CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2003)
  • Simon Jonathan Taylor

    IRN SJT00091

    • (2702)CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • (2704)CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
    • (2703)CF22 Investment Adviser (Trainee) (7 Jun 2004 to 6 Mar 2006)
  • Simon Lidbury

    IRN SPL00017

    • (2509)CF21 Investment Adviser (2 Aug 2005 to 14 Nov 2005)
    • (2510)CF1 Director (AR) (16 Feb 2005 to 14 Nov 2005)
    • (2508)CF22 Investment Adviser (Trainee) (21 Sep 2004 to 2 Aug 2005)
  • Simon Mark Middlecott Banham

    IRN SMB00065

    • (460)CF1 Director (AR) (29 May 2003 to 14 Jan 2006)
  • Simon Michael Shinerock

    IRN SMS00022

    • (1565)CF1 Director (AR) (1 Dec 2001 to 13 Oct 2004)
  • Simon Parker

    IRN SXP00038

    • (2706)CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2006)
    • (2707)CF1 Director (AR) (1 Dec 2001 to 15 Nov 2002)
  • Simon Paul Dolby

    IRN SPD00009

    • (2732)CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • (2734)CF21 Investment Adviser (20 Jun 2005 to 31 Oct 2007)
    • (2733)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 20 Jun 2005)
  • Simon Peter Coll

    IRN SPC00003

    • (2190)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Mar 2002)
  • Simon Peter Dickinson

    IRN SPD00043

    • (1898)CF21 Investment Adviser (20 Jul 2004 to 25 Apr 2005)
    • (1899)CF1 Director (AR) (8 Jul 2004 to 25 Apr 2005)
    • (1897)CF22 Investment Adviser (Trainee) (18 Feb 2004 to 20 Jul 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3619)SMF2 Chief Finance

  2. controlled function added: (3618)SMF3 Executive Director

  3. controlled function added: (3617)Responsible for Insurance Distribution

  4. controlled function added: (3616)CF10 Compliance Oversight

  5. controlled function added: (3615)CF4 Partner (AR)

  6. controlled function added: (3614)[FCA CF] Significant management

  7. controlled function added: (3613)[FCA CF] Manager of certification employee

  8. controlled function added: (3612)SMF18 Other Overall Responsibility

  9. controlled function added: (3611)SMF2 Chief Finance

  10. controlled function added: (3610)SMF3 Executive Director

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