Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 1 Jul 2018)
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- [FCA CF] Manager of certification employee (18 May 2016 to 1 Jul 2018)
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- CF30 Customer (1 Nov 2007 to 1 Jul 2008)
- CF21 Investment Adviser (20 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 20 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.